GG
ChFC
GG
ChFC

Gerard George Guertin

26 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax PlanningHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
15 advisors
Number of Clients
1,560 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$2.9B

Fee Structure

Minimum Investment:$500K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $2.0M1.00%
$2.0M - $7.0M0.75%
$7M+0.75%

Fees are negotiable thereafter.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1835 Market Street, Suite 500, Philadelphia, PA, 19103

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Roffman Miller Associates INC
September 2016 - Present · 9 yrs 5 mos
Previous Registrations
Charles Schwab & CO., INC.Broker
December 2012 - July 2016 · 3 yrs 7 mos
Charles Schwab & CO., INC.
December 2012 - July 2016 · 3 yrs 7 mos
LPL Financial LLCBroker
August 2010 - December 2012 · 2 yrs 4 mos
LPL Financial LLC
August 2010 - December 2012 · 2 yrs 4 mos
Cco Investment Services CORP.
September 2008 - July 2010 · 1 yr 10 mos
Cco Investment Services CORP.Broker
September 2008 - July 2010 · 1 yr 10 mos
Citigroup Global Markets INC.
December 2004 - October 2008 · 3 yrs 10 mos
Citigroup Global Markets INC.Broker
April 2004 - October 2008 · 4 yrs 6 mos
Pfpc Distributors, INC.Broker
April 2001 - March 2004 · 2 yrs 11 mos
Regional Brokers, INC.Broker
October 2000 - March 2001 · 5 mos
Fiserv Securities, INC.Broker
February 1999 - September 2000 · 1 yr 7 mos
State Registrations1 state
PA
Advisor
Exams
No exam information available for this advisor.