DM
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David Miller

32 Years of Experience
Huntington, WV
6 DisclosuresBroker

David Miller is a registered investment advisor at RBC Capital Markets, LLC, based in Huntington, WV, with 32 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

704 4th Avenue, Huntington, WV, 25701-1424

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2025
Pending
Customer Dispute
May 2015
Denied
Customer Dispute
October 2002
Closed-No Action
Customer Dispute
July 2002
Denied
Customer Dispute
May 2002
Award / Judgment
Customer Dispute
October 2000
Settled
Other Business Activities

David owns DMC Properties, LLC, rental properties, since 2010 in a passive role. He also owns Cuban Investments, rental property, since 2018 and provides general oversight, dedicating minimal time.

Employment History
Current Registrations
RBC Capital Markets, LLCBroker
March 2009 - Present · 17 yrs 1 mo
RBC Capital Markets, LLC
March 2009 - Present · 17 yrs 1 mo
RBC Capital Markets, LLC
March 2009 - Present · 17 yrs 1 mo
Previous Registrations
Ferris, Baker Watts, LLC
June 2006 - March 2009 · 2 yrs 9 mos
Ferris, Baker Watts, LLCBroker
January 1994 - March 2009 · 15 yrs 2 mos
State Registrations29 states
ALCACOCTDCDEFLGAILINKYLAMAMDMNMTNCNHNJNVNYOHPASCTNTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
David Miller - Financial Advisor | TrueAdvisor