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Anthony Bettano

31 Years of Experience
Broker

Anthony Bettano is a registered investment advisor at Pgim Investments LLC, based in Northport, NY, with 31 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 45 clients with $320B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
70 advisors
IM Fee
Planning only
Assets Under Management
$322.1B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Northport, NY

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Pgim Investments LLC
January 2009 - Present · 17 yrs 3 mos
Prudential Investment Management Services LLC
December 2008 - Present · 17 yrs 4 mos
Prudential Investment Management Services LLCBroker
December 2008 - Present · 17 yrs 4 mos
Previous Registrations
Columbia Management Advisors, LLC
February 2005 - November 2008 · 3 yrs 9 mos
Columbia Management Distributors, INC.Broker
February 2005 - November 2008 · 3 yrs 9 mos
State Street Research & Management Company
January 2005 - February 2005 · 1 mo
State Street Research Investment Services, INC.Broker
June 2000 - February 2005 · 4 yrs 8 mos
Nylife Distributors INC.Broker
March 1999 - June 2000 · 1 yr 3 mos
Nylife Securities INC.Broker
July 1998 - December 1999 · 1 yr 5 mos
Metlife Securities INC.Broker
May 1996 - April 1998 · 1 yr 11 mos
Metropolitan Life Insurance CompanyBroker
May 1996 - April 1998 · 1 yr 11 mos
State Street Research Investment Services, INC.Broker
February 1994 - January 1996 · 1 yr 11 mos
State Registrations8 states
AZCTFLNJNYPAUTVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.