Jay Berger is a CFP-designated registered investment advisor at Independent Wealth Management, LLC, based in Traverse City, MI, with 16 years of industry experience. Jay operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 176 clients with $200M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.60% |
| $2.0M - $3.0M | 0.50% |
| $3M+ | 0.40% |
Fees are negotiable. Effective at the start of the 6th year of IWM providing continuing service to a client in our Wealth Management Premier service the first tier of the above fee schedule will be reduced to .75%.
Fee Estimator
Location
236 1/2 E. Front St, Suite 17, Traverse City, MI, 49684
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Jay is a partner and advisor at Independent Wealth Management, LLC. He is also an IAR with Rehmann Financial servicing clients jointly developed at Integrated Wealth Management with his former partners.
Employment History
Current Registrations
Independent Wealth Management, LLC
Rehmann Wealth
Previous Registrations
Independent Wealth Management, LLC
State Registrations3 states
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