Andrew David Filipek

Wedbush Securities INC.

31 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & CoachingHigh Net Worth

Wedbush Securities INC.

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

218 advisors

Number of Clients

10,099 clients

Average Client Portfolio

$568K average

Assets Under Management

$5.7B

Fee Structure

Minimum Investment:$25K

Financial Planning:Charged separately

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $250K	3.00%
$250K - $500K	2.80%
$500K - $1.0M	2.50%
$1.0M - $3.0M	1.90%
$3.0M - $5.0M	1.60%
$5M+	1.60%

Fees negotiable for accounts over $5,000,001.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Minimum Annual Fee:$250

Location

235 Montgomery St, Ste 912, San Francisco, CA, 94104

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History

Regulatory History (1)

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Customer Dispute

August 2004

Pending

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Other Business Activities

Andrew is the President and CEO of Filipex Enterprises Inc, dedicating a few hours per week to providing facilities for Wedbush SF OSJ and assisting with international expansion. He also serves as President of SFBC (DBA for Wedbush Securities business) and Deputy Chairman of Wedbush Europe SP z.o.o., spending a significant amount of time on these investment-related activities.