JL
JL

James Vincenzo Lombardo

31 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningInsurance Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
24 advisors
Number of Clients
218 clients
Average Client Portfolio
$289K average
Assets Under Management
$62.9M

Fee Structure

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Location

80 Broad Street, 29th Floor, New York, NY, 10004

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

James is the CEO of 2712 Riverside Dr Inc, a real estate company, since 2011. He dedicates a few hours per week to this activity.

Employment History
Current Registrations
Atcap Partners, LLC
July 2022 - Present · 3 yrs 7 mos
Ceros Financial Services, INC.Broker
July 2022 - Present · 3 yrs 7 mos
Previous Registrations
National Asset Management, INC.
March 2018 - July 2022 · 4 yrs 4 mos
National Securities CorporationBroker
February 2018 - July 2022 · 4 yrs 5 mos
Aegis Capital CORP.
November 2015 - March 2018 · 2 yrs 4 mos
Aegis Capital CORP.Broker
March 2010 - March 2018 · 8 yrs
Gunnallen Financial, INCBroker
June 2007 - March 2010 · 2 yrs 9 mos
Joseph Gunnar & CO. LLCBroker
August 1998 - June 2007 · 8 yrs 10 mos
First Asset Management, INC.Broker
March 1994 - September 1998 · 4 yrs 6 mos
State Registrations33 states
ALAZCACOCTDCFLGAILINKSKYMAMDMIMNNCNHNJNMNVNYOKORPASCTXUTVAWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.