TrueAdvisor
TrueAdvisor
AT
AT

Alexander Carnaby Von Thelen

D.A. Davidson & CO.
31 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement Planning
D.A. Davidson & CO.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
672 advisors
Number of Clients
66,488 clients
Average Client Portfolio
$544K average
Assets Under Management
$36.2B

Fee Structure

Minimum Investment:$5K
Financial Planning:Investment management only

Location

Omni Hotel/Omni Business Center, 210 Ridge McIntire Rd, Unit 100, Charlottesville, VA, 22903

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
D.A. Davidson & CO.
September 2021 - Present · 4 yrs 5 mos
D.A. Davidson & CO.Broker
September 2021 - Present · 4 yrs 5 mos
Previous Registrations
Truist Advisory Services, INC.
February 2021 - September 2021 · 7 mos
Truist Investment Services, INC.Broker
February 2021 - September 2021 · 7 mos
Bb&t Securities, LLC
January 2013 - February 2021 · 8 yrs 1 mo
Bb&t Securities, LLCBroker
January 2013 - February 2021 · 8 yrs 1 mo
Scott & Stringfellow, LLCBroker
May 1999 - January 2013 · 13 yrs 8 mos
Scott & Stringfellow, LLC
September 1996 - January 2013 · 16 yrs 4 mos
Scott & Stringfellow, INC.Broker
January 1994 - May 1999 · 5 yrs 4 mos
State Registrations23 states
ALARCACODCFLGAHIINLAMAMDNCNJNMNYOHPATXUTVAVTWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.