Ali Mandalinci is a registered investment advisor, based in Spring, TX, with 32 years of industry experience.
Location
Spring, TX
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Regulatory History (2)
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Customer Dispute
December 2004Denied
Customer Dispute
October 2001Denied
Other Business ActivitiesSells Insurance
Ali works as an agent for Steward Partners Global Advisory, selling non-variable insurance products since 2017. This takes about 10-20% of his time, including about 30 hours during trading hours.
Employment History
Current Registrations
Steward Partners Investment Solutions, LLC
May 2022 - Present · 3 yrs 11 mos
Steward Partners Investment Solutions, LLCBroker
May 2022 - Present · 3 yrs 11 mos
Steward Partners Investment Advisory, LLC
May 2017 - Present · 8 yrs 11 mos
Previous Registrations
Raymond James Financial Services, INC.Broker
May 2017 - May 2022 · 5 yrs
UBS Financial Services INC.
June 2009 - June 2017 · 8 yrs
UBS Financial Services INC.Broker
January 2009 - June 2017 · 8 yrs 5 mos
Citigroup Global Markets INC.Broker
October 1996 - January 2009 · 12 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1993 - October 1996 · 2 yrs 11 mos
State Registrations19 states
CACTDCFLINMAMDMEMINCNHNJNYOHORPARITXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.