DG
DG

David Michael Gatti

14 Years of Experience
3 Disclosures
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
2 advisors
Number of Clients
4 clients
Average Client Portfolio
$24.9M average
Assets Under Management
$99.5M

Fee Structure

Minimum Investment:$25K
Financial Planning:Investment management only
Loading...

Location

25 Burlington Mall Road, Suite 307, Burlington, MA, 01803

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2013
Denied
Customer Dispute
November 2012
Settled
Customer Dispute
March 2012
Settled
Other Business Activities

David is a partner at Risk Paradigm Group, LLC since 2011. This activity is not investment-related.

Employment History
Current Registrations
Risk Paradigm Group, LLC
February 2017 - Present · 9 yrs
Rpg Family Wealth Advisory, LLC
October 2011 - Present · 14 yrs 4 mos
State Registrations2 states
MATX
Advisor
Exams
No exam information available for this advisor.