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JK
JK
Jay David Kaiser
R & R Retirement Services, INC
19 Years of Experience
1 Disclosure
View SEC Summary
View SEC Summary
Areas of Practice
Insurance Planning
R & R Retirement Services, INC
Compensation
Fee-Only (AUM)
Firm Size
1 advisor
Number of Clients
51 clients
Average Client Portfolio
$260K average
Assets Under Management
$13.2M
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Location
6023 Roosevelt Way Ne, Seattle, WA, 98115
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History
Regulatory History (1)
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Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
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Regulatory
May 2002
Final
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How to Read Disclosures
Employment History
Current Registrations
R & R Retirement Services, INC
December 2007 - Present · 18 yrs 2 mos
Previous Registrations
Jay D. Kaiser, Senior Advisor, INC.
May 2002 - April 2003 · 11 mos
MML Investors Services, INC.
Broker
October 1994 - March 1995 · 5 mos
Cigna Financial Advisors,inc.
Broker
November 1993 - June 1994 · 7 mos
State Registrations
1 state
WA
Advisor
Exams
No exam information available for this advisor.