Joseph Klingen
Joseph Klingen is a PFS-designated registered investment advisor at Parker Financial Advisors LLC, based in Houston, TX, with 29 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 81 clients with $220M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $3.0M | 0.75% |
| $3.0M - $4.0M | 0.60% |
| $4.0M - $5.0M | 0.45% |
| $5.0M - $10.0M | 0.30% |
| $10M+ | 0.00% |
Fee Estimator
Location
14800 St Mary'S Ln, Ste 245, Houston, TX, 77079-2943
Get directionsHistory
Regulatory History (1)
Regulatory
April 2010Other Business Activities
Joe owns Stringin' Klingen, a tennis racquet stringing business, since October 2020. He spends minimal time on this non-investment related activity.
Employment History
Current Registrations
Parker Financial Advisors LLC
Previous Registrations
Parker Financial Advisors
Stanford Group CompanyBroker
Stanford Group Company
Uvest Financial Services Group, INC.Broker
Uvest Financial Services And/or Compass Capital
Lm Financial Partners, INC.Broker
Sei Investments Distribution CO.Broker
Legg Mason Wood Walker, IncorporatedBroker
Howard, Weil, Labouisse, Friedrichs INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.