Stephen Shipley is a registered investment advisor at Cottonwood Capital Advisors, based in Irving, TX, with 32 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Retirement Planning. Their firm serves 204 clients with $290M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.30% |
| $500K - $1.0M | 1.10% |
| $1.0M - $1.5M | 0.90% |
| $1.5M - $3.0M | 0.70% |
| $3.0M - $5.0M | 0.50% |
| $5.0M - $7.0M | 0.30% |
| $7.0M - $10.0M | 0.20% |
| $10M+ | 0.10% |
Cottonwood Capital Advisors’ typical fee schedule within the PPS Custom program. All Cottonwood Capital Advisors advisory program fees are negotiable.
Fee Estimator
Location
105 Decker Court Suite 730, Irving, TX, 75062
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen sells fixed insurance, dedicating about 10% of his time to this activity. He is also a co-owner and managing partner of Cottonwood Ventures, LLC, an operating company for securities, advisory, and insurance business, and Algodon Madera Partners, LLC, created for real estate and oil and gas investments, dedicating minimal time to each.
Employment History
Current Registrations
Cottonwood Capital Advisors
Previous Registrations
Commonwealth Financial NetworkBroker
Commonwealth Financial Network
Prospera Financial Services, INC.
Prospera Financial Services, INC.Broker
Morgan Stanley
Morgan StanleyBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.