Bryan Schwarz is a registered investment advisor, based in Boston, MA, with 32 years of industry experience.
Location
100 Federal St, Boston, MA, 02110
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Franklin Distributors, LLC
July 2024 - Present · 1 yr 9 mos
Franklin Distributors, LLCBroker
July 2024 - Present · 1 yr 9 mos
Putnam Investment Management, LLC
February 2012 - Present · 14 yrs 2 mos
Previous Registrations
Putnam Retail Management Limited PartnershipBroker
October 2011 - July 2024 · 12 yrs 9 mos
Lord, Abbett & CO. LLC
September 2002 - September 2011 · 9 yrs
Lord Abbett Distributor LLCBroker
February 2001 - September 2011 · 10 yrs 7 mos
Nuveen InvestmentsBroker
January 1997 - February 2001 · 4 yrs 1 mo
Flagship Funds INC.Broker
November 1993 - January 1997 · 3 yrs 2 mos
State Registrations7 states
CACTFLILMAMONY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.