Mark Coffey
Mark Coffey is a registered investment advisor at Hickory Financial Group, LLC, based in Hickory, NC, with 32 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 71 clients with $11M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.3M | 1.50% |
| $1.3M - $5.0M | 1.00% |
| $5M+ | 1.00% |
Advisory fees are negotiable for accounts over $5,000,000.
Fee Estimator
Location
42 3rd Street Nw, Hickory, NC, 28601
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
October 2019Customer Dispute
December 2000Other Business Activities
Mark owns and manages two real estate rental companies, Coffey Family Investments LLC and 127 North Properties LLC. He spends minimal time on these activities.
Employment History
Current Registrations
Hickory Financial Group, LLC
Previous Registrations
Hickory Financial Group, LLC
Avenir Private Advisors, LLC
Kovack Securities INC.Broker
Capital Guardian Wealth Management, LLC
Capital Guardian, LLCBroker
Capitol Securities & Associates, INC.Broker
Capitol Securities Management, INC.
Capitol Securities Management, INC.Broker
Anderson & Strudwick, Incorporated
A&s Capital Advisors, INC.
Anderson & Strudwick, IncorporatedBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
J.C. Bradford & CO.Broker
Wheat, First Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.