Jon Berg
Jon Berg is a registered investment advisor at The Oak Ridge Financial Services Group, INC, based in Golden Valley, MN, with 30 years of industry experience. Jon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,501 clients with $460M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Oak Ridge offers separately managed accounts where third-party managers handle your investments. Fees for these accounts vary from 0.25% to 2.25% of the assets managed, not to exceed a cumulative fee of 2.50%. These fees are paid to the third-party manager, who then remits a portion to Oak Ridge. In some cases, Oak Ridge charges the advisory fees directly to the client.
Location
701 Xenia Avenue S, Golden Valley, MN, 55416
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2007Other Business Activities
Jon is a songwriter and performer who produces music physically and digitally. This activity, which is not investment related, takes about 10-20% of his time.
Employment History
Current Registrations
The Oak Ridge Financial Services Group, INC
The Oak Ridge Financial Services Group, INC.
The Oak Ridge Financial Services Group, INC.Broker
Previous Registrations
UBS Painewebber INC.Broker
Prudential Securities IncorporatedBroker
Dain Bosworth IncorporatedBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.