TrueAdvisor
TrueAdvisor
AR
CFP
AR
CFP

Aaron Benedict Romain

Merrill Lynch, Pierce, Fenner & Smith Incorporated
26 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Retirement Planning
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
24630 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Financial Planning:Investment management only
Minimum Annual Fee:$1,000

Location

39001 W 12 Mile Rd, Farmington Hills, MI, 48331

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2000 - Present · 25 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1999 - Present · 26 yrs 6 mos
State Registrations38 states
AKALAZCACOCTDCDEFLGAHIILINKYLAMAMDMIMNMOMSMTNCNHNJNVNYOHOKORPASCTNTXUTVAWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.