Daniel Allen Dague

30 Years of Experience

4 DisclosuresBrokerSells Insurance

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningTax PlanningEducation PlanningFinancial Planning & CoachingReal Estate InvestingInsurance PlanningHigh Net Worth

Prosperity Wealth Management, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

46 advisors

Number of Clients

1,619 clients

Average Client Portfolio

$273K average

Assets Under Management

$442.2M

Fee Structure

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $500K	2.00%
$500K - $750K	1.50%
$750K - $1.0M	1.35%
$1M+	1.20%

Fees are negotiable.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Location

333 E State Street, Alliance, OH, 44601

Get directions

History

Regulatory History (4)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

April 2003

Closed-No Action

Customer Dispute

April 1997

Settled

Judgment / Lien

March 1994

Judgment / Lien

September 1993

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Daniel is a part owner of Buckeye Tax and Financial Service LLC, where he does full-time tax preparation during tax season. He also sells fixed annuities, health insurance, Medicare supplemental insurance, and Medicare Advantage plans on a commission basis.

Employment History

Current Registrations

Prosperity Wealth Management, INC.

January 2020 - Present · 6 yrs 1 mo

Fortune Financial Services, INC.Broker

January 2015 - Present · 11 yrs 1 mo

Previous Registrations

Prosperity Wealth Management, INC.

November 2019 - December 2019 · 1 mo

Investment Network, INC.Broker

December 2004 - January 2015 · 10 yrs 1 mo

Legacy Financial Services, INC.Broker

November 2003 - September 2004 · 10 mos

Questar Capital CorporationBroker

July 2002 - November 2003 · 1 yr 4 mos

Charter One Securities, INC.Broker

March 1999 - July 2002 · 3 yrs 4 mos

Locust Street Securities, INC.Broker

June 1997 - March 1999 · 1 yr 9 mos

Mcdonald & Company Securities, INC.Broker

October 1995 - April 1997 · 1 yr 6 mos

Multi-Bank Securities, INC.Broker

October 1993 - September 1994 · 11 mos

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.