Daniel Dague
Daniel Dague is a registered investment advisor at Prosperity Wealth Management, INC., based in Alliance, OH, with 31 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 1,619 clients with $440M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $750K | 1.50% |
| $750K - $1.0M | 1.35% |
| $1M+ | 1.20% |
Fees are negotiable.
Fee Estimator
Location
333 E State Street, Alliance, OH, 44601
Get directionsHistory
Regulatory History (4)
Customer Dispute
April 2003Customer Dispute
April 1997Judgment / Lien
March 1994Judgment / Lien
September 1993Other Business ActivitiesSells Insurance
Daniel is a part owner of Buckeye Tax and Financial Service LLC, where he does full-time tax preparation during tax season. He also sells fixed annuities, health insurance, Medicare supplemental insurance, and Medicare Advantage plans on a commission basis.
Employment History
Current Registrations
Prosperity Wealth Management, INC.
Fortune Financial Services, INC.Broker
Previous Registrations
Prosperity Wealth Management, INC.
Investment Network, INC.Broker
Legacy Financial Services, INC.Broker
Questar Capital CorporationBroker
Charter One Securities, INC.Broker
Locust Street Securities, INC.Broker
Mcdonald & Company Securities, INC.Broker
Multi-Bank Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.