Brian Schiazzano is a registered investment advisor, based in Newport Beach, CA, with 30 years of industry experience.
Location
610 Newport Center Dr., Suite 300, Newport Beach, CA, 92660
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Brian works as an advisor for SEIA LLC, dedicating nearly full-time hours to RIA sales and service. Brian also owns rental property, spending minimal time on this activity.
Employment History
Current Registrations
Signature Estate Securities, LLCBroker
August 2023 - Present · 2 yrs 8 mos
Seia
March 2019 - Present · 7 yrs 1 mo
Previous Registrations
Osaic Wealth, INC.Broker
March 2019 - August 2023 · 4 yrs 5 mos
Mariner Wealth Advisors
September 2018 - February 2019 · 5 mos
Seia
June 2006 - June 2018 · 12 yrs
Signator Investors, INC.Broker
February 2006 - May 2018 · 12 yrs 3 mos
Linsco/private Ledger CORP.
August 2005 - January 2006 · 5 mos
Linsco/private Ledger CORP.Broker
August 2005 - January 2006 · 5 mos
A. G. Edwards & Sons, INC.Broker
December 2004 - August 2005 · 8 mos
A. G. Edwards & Sons, INC.
December 2004 - August 2005 · 8 mos
Charles Schwab & CO., INC.Broker
November 2003 - November 2004 · 1 yr
Charles Schwab & CO., INC.
November 2003 - November 2004 · 1 yr
UBS Painewebber INC.
July 1997 - December 2002 · 5 yrs 5 mos
UBS Painewebber INC.Broker
February 1995 - December 2002 · 7 yrs 10 mos
Sutro & CO. IncorporatedBroker
July 1994 - February 1995 · 7 mos
Chatfield Dean & CO., INC.Broker
February 1994 - June 1994 · 4 mos
State Registrations1 state
CA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.