TrueAdvisor
TrueAdvisor
BS
BS

Brian Stephen Schiazzano

Seia
30 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningTax Planning
Seia
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
121 advisors
Number of Clients
8,772 clients
Average Client Portfolio
$2.1M average
Assets Under Management
$18.7B

Fee Structure

Minimum Investment:$250K
Financial Planning:Included in AUM fee

Location

610 Newport Center Dr., Suite 300, Newport Beach, CA, 92660

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian works as an advisor for SEIA LLC, dedicating nearly full-time hours to RIA sales and service. Brian also owns rental property, spending minimal time on this activity.

Employment History
Current Registrations
Signature Estate Securities, LLCBroker
August 2023 - Present · 2 yrs 6 mos
Seia
March 2019 - Present · 6 yrs 11 mos
Previous Registrations
Osaic Wealth, INC.Broker
March 2019 - August 2023 · 4 yrs 5 mos
Mariner Wealth Advisors
September 2018 - February 2019 · 5 mos
Seia
June 2006 - June 2018 · 12 yrs
Signator Investors, INC.Broker
February 2006 - May 2018 · 12 yrs 3 mos
Linsco/private Ledger CORP.Broker
August 2005 - January 2006 · 5 mos
Linsco/private Ledger CORP.
August 2005 - January 2006 · 5 mos
A. G. Edwards & Sons, INC.Broker
December 2004 - August 2005 · 8 mos
A. G. Edwards & Sons, INC.
December 2004 - August 2005 · 8 mos
Charles Schwab & CO., INC.
November 2003 - November 2004 · 1 yr
Charles Schwab & CO., INC.Broker
November 2003 - November 2004 · 1 yr
UBS Painewebber INC.
July 1997 - December 2002 · 5 yrs 5 mos
UBS Painewebber INC.Broker
February 1995 - December 2002 · 7 yrs 10 mos
Sutro & CO. IncorporatedBroker
July 1994 - February 1995 · 7 mos
Chatfield Dean & CO., INC.Broker
February 1994 - June 1994 · 4 mos
State Registrations1 state
CA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.