James Ellis
James Ellis is a registered investment advisor at J K R & Company, INC., based in Van Nuys, CA, with 32 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 127 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Each advisor sets their own fee schedule; however, in no instance will the annual investment management fee exceed 1.5% (0.375% quarterly) of a client’s assets under management.
Fee Estimator
Location
7145 Woodley Avenue, Van Nuys, CA, 91406
Get directionsHistory
Regulatory History (2)
Regulatory
August 2001Customer Dispute
March 2000Other Business ActivitiesSells Insurance
James operates Retirement Planning Assoc., a sole proprietorship that sells term insurance and performs presentations. He spends a few hours per week on this non-investment related business.
Employment History
Current Registrations
J K R & Company, INC.
J K R & Company, INC.Broker
Previous Registrations
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.