TrueAdvisor
TrueAdvisor
TC
CFP
TC
CFP

Ting Kuo Chen

Landolt Securities, INC.
31 Years of Experience
4 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementHigh Net Worth
Landolt Securities, INC.
Compensation
Fee-Only (AUM)
Firm Size
17 advisors
Number of Clients
163 clients
Average Client Portfolio
$623K average
Assets Under Management
$101.6M

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M2.00%
$1.0M - $5.0M1.75%
$5M+1.50%

Subject to a $300 minimum quarterly fee (not to exceed 3% of a client’s assets under management)

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Minimum Annual Fee:$1,200

Location

12900 Preston Road, Suite 700, Dallas, TX, 75230

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2025
Pending
Customer Dispute
December 2024
Pending
Employment Separation After Allegations
May 2011
Customer Dispute
December 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Ting is the managing member, president, and CEO of TKC Wealth Management, LLC, spending nearly full-time on portfolio management. Ting also owns TKC Risk Advisors, LLC, providing insurance products, and T. K. Chen Financial Services, LLC, operating under Landolt Securities, Inc.

Employment History
Current Registrations
Landolt Securities, INC.Broker
November 2017 - Present · 8 yrs 3 mos
Tkc Wealth Management LLC
January 2012 - Present · 14 yrs 1 mo
Previous Registrations
Richfield Orion International, INC.Broker
March 2015 - November 2017 · 2 yrs 8 mos
Welborn Capital LLCBroker
January 2015 - February 2015 · 1 mo
Richfield Orion International, INC.Broker
May 2013 - September 2014 · 1 yr 4 mos
Civitas Wealth Management, LLC
August 2011 - November 2011 · 3 mos
Chase Investment Services CORP.
January 2002 - June 2011 · 9 yrs 5 mos
Chase Investment Services CORP.Broker
April 2001 - June 2011 · 10 yrs 2 mos
Comerica SecuritiesBroker
January 1995 - March 2001 · 6 yrs 2 mos
Comerica Financial Services, INC.Broker
August 1994 - January 1995 · 5 mos
Fimco Securities Group, INC.Broker
February 1994 - December 1995 · 1 yr 10 mos
State Registrations12 states
AZCAFLILKSMINCNJNYORTXWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.