Brian Smith is a CFP-designated registered investment advisor at Southeast Financial Advisors, based in Greenville, SC, with 32 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 323 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.00% |
| $100K - $250K | 1.75% |
| $250K - $500K | 1.50% |
| $500K - $2.0M | 1.40% |
| $2M+ | 1.40% |
Fees over $2,000,000 are negotiated. Current client relationships may exist where the fees are higher or lower than the fee schedule above.
Fee Estimator
Location
C/O 107 Manly Street, Greenville, SC, 29601
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brian is the President and Owner of Southeast Financial Advisers, a Registered Investment Advisor and insurance business. He dedicates nearly full-time hours to this activity, primarily during market hours.
Employment History
Current Registrations
Southeast Financial Advisors
Previous Registrations
Sfa Financial, LLCBroker
Colony Park Financial Services LLC.Broker
The Leaders Group, INC.Broker
Franklin Financial Services CorporationBroker
Financial Network Investment CorporationBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.