Alison Walpole Stewart

Northern Trust Investments, Incorporated

31 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Northern Trust Investments, Incorporated

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

34 advisors

Number of Clients

41,475 clients

Average Client Portfolio

$26.9M average

Assets Under Management

$1114.8B

Fee Structure

Financial Planning:Investment management only

Location

181 West Madison, Chicago, IL, 60603

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Northern Trust Investments, Incorporated

December 2016 - Present · 9 yrs 2 mos

Northern Trust Securities, INC.Broker

January 2004 - Present · 22 yrs 1 mo

Previous Registrations

Scudder Distributors, INC.Broker

February 1995 - August 2003 · 8 yrs 6 mos

Kemper Financial Services, INC.Broker

December 1994 - February 1995 · 2 mos

Commerce Brokerage Services, INC.Broker

September 1993 - June 1994 · 9 mos

State Registrations53 states

AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.