Luis Vivas-Sardi is a registered investment advisor, based in Miami, FL, with 32 years of industry experience.
Location
1200 Brickell Avenue, Suite 250, Miami, FL, 33131
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Regulatory History (2)
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Customer Dispute
November 2020Settled
Customer Dispute
December 2008Denied
Other Business Activities
Luis is a portfolio advisor for Advisory Investor Services, dedicating about 10-20% of his time. He also manages Visarca LLC for personal accounting purposes and Green Ocho Investments LLC for investment and real estate, spending minimal time on the latter.
Employment History
Current Registrations
Miura Capital, LLCBroker
October 2021 - Present · 4 yrs 6 mos
Advisory Investor Services LLC
October 2021 - Present · 4 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
July 2003 - November 2021 · 18 yrs 4 mos
Wells Fargo Clearing Services, LLC
July 2003 - November 2021 · 18 yrs 4 mos
Prudential Securities Incorporated
September 1999 - July 2003 · 3 yrs 10 mos
Prudential Securities IncorporatedBroker
September 1999 - July 2003 · 3 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1993 - October 1999 · 5 yrs 10 mos
State Registrations3 states
FLMDTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.