CR
CR

Cecil Allen Ross

31 Years of Experience
3 DisclosuresBrokerSells Insurance
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
101 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
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Location

5301 Knickerbocker Road, Suite 110, San Angelo, TX, 76904

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
December 2019
Final
Customer Dispute
June 2014
Award / Judgment
Customer Dispute
March 1999
Denied
Other Business ActivitiesSells Insurance

Cecil is affiliated with International Assets Investment Management LLC as an advisor and is also the President/Owner/Partner of C A Ross Insurance Agency, LLC, a full-service insurance agency. Additionally, Cecil is a Registered Investment Advisor/Wealth Manager with C A Ross Wealth Management Group and a commercial landlord, while also dedicating time to non-profit activities.

Employment History
Current Registrations
International Assets Advisory, LLCBroker
December 2019 - Present · 6 yrs 2 mos
International Assets Investment Management, LLC
December 2019 - Present · 6 yrs 2 mos
Previous Registrations
LPL Financial LLCBroker
September 2014 - December 2019 · 5 yrs 3 mos
LPL Financial LLC
September 2014 - December 2019 · 5 yrs 3 mos
Raymond James Financial Services Advisors, INC
January 2009 - October 2014 · 5 yrs 9 mos
Raymond James Financial Services
August 2007 - January 2009 · 1 yr 5 mos
Raymond James Financial Services, INC.Broker
August 2004 - October 2014 · 10 yrs 2 mos
Edward JonesBroker
January 1997 - August 2004 · 7 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1995 - February 1997 · 1 yr 3 mos
Edward D. Jones & CO., L.P.Broker
December 1993 - November 1995 · 1 yr 11 mos
State Registrations11 states
CACTNMNVOKSCTXVAWAWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.