Michael Dennis Allen

Raymond James & Associates, INC.

24 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment Management

Raymond James & Associates, INC.

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

5579 advisors

Number of Clients

507,212 clients

Average Client Portfolio

$855K average

Assets Under Management

$433.8B

Fee Structure

Minimum Investment:$5K

Location

880 Carillon Parkway, St. Petersburg, FL, 33716

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History

Regulatory History (1)

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Customer Dispute

June 2011

Closed-No Action

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Employment History

Current Registrations

Raymond James & Associates, INC.

February 2022 - Present · 4 yrs

Raymond James & Associates, INC.Broker

February 2022 - Present · 4 yrs

Raymond James Investment Management

January 2019 - Present · 7 yrs 1 mo

Carillon Fund Distributors, INC.Broker

December 2018 - Present · 7 yrs 2 mos

Previous Registrations

Invest Financial CorporationBroker

January 2015 - February 2018 · 3 yrs 1 mo

Invest Financial Corporation

January 2015 - February 2018 · 3 yrs 1 mo

Global Financial Private Capital, LLC

February 2011 - October 2013 · 2 yrs 8 mos

G.F. Investment Services, LLCBroker

April 2010 - October 2013 · 3 yrs 6 mos

Workman Securities CorporationBroker

July 2005 - July 2008 · 3 yrs

Sovereign Securities Corporation, LLCBroker

April 2003 - January 2004 · 9 mos

Morgan Stanley Dw INC.Broker

October 2000 - May 2001 · 7 mos

Morgan Stanley Dean Witter Online INC.Broker

July 1996 - November 2000 · 4 yrs 4 mos

Charles Schwab & CO., INC.Broker

December 1993 - June 1996 · 2 yrs 6 mos

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.