TrueAdvisor
TrueAdvisor
AS
AS

Aaron Michael Scott

RBC Capital Markets, LLC
29 Years of Experience
1 DisclosureBroker
View SEC Summary
View SEC Summary
Areas of Practice
Retirement PlanningTax PlanningEstate PlanningFinancial Planning & Coaching
RBC Capital Markets, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
3633 advisors
Number of Clients
293,703 clients
Average Client Portfolio
$885K average
Assets Under Management
$260.0B

Fee Structure

Fees for financial planning services are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000

Location

One Corporate Center, 20 Church Street, Suite 2300, Hartford, CT, 06103-1221

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 1998
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Aaron owns two rental properties, one since 2011 requiring minimal time for maintenance, and another since 2019 requiring no time.

Employment History
Current Registrations
RBC Capital Markets, LLC
October 2006 - Present · 19 yrs 4 mos
RBC Capital Markets, LLC
September 2005 - Present · 20 yrs 5 mos
RBC Capital Markets, LLCBroker
September 2005 - Present · 20 yrs 5 mos
Previous Registrations
Advest, INC.Broker
March 2003 - October 2005 · 2 yrs 7 mos
Tucker Anthony IncorporatedBroker
September 2000 - November 2001 · 1 yr 2 mos
Advest, INC.Broker
March 1999 - September 2000 · 1 yr 6 mos
Sands Brothers & CO., LTD.Broker
November 1995 - February 1999 · 3 yrs 3 mos
Northington Capital Markets, INC.Broker
September 1994 - December 1995 · 1 yr 3 mos
State Registrations10 states
CTFLMANCNHNYPATNTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.