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Aaron Scott

30 Years of Experience
1 DisclosureBroker

Aaron Scott is a registered investment advisor at RBC Capital Markets, LLC, based in Hartford, CT, with 30 years of industry experience. Aaron operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

One Corporate Center, 20 Church Street, Suite 2300, Hartford, CT, 06103-1221

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 1998
Settled
Other Business Activities

Aaron owns two rental properties, one since 2011 requiring minimal time for maintenance, and another since 2019 requiring no time.

Employment History
Current Registrations
RBC Capital Markets, LLC
October 2006 - Present · 19 yrs 6 mos
RBC Capital Markets, LLC
September 2005 - Present · 20 yrs 7 mos
RBC Capital Markets, LLCBroker
September 2005 - Present · 20 yrs 7 mos
Previous Registrations
Advest, INC.Broker
March 2003 - October 2005 · 2 yrs 7 mos
Tucker Anthony IncorporatedBroker
September 2000 - November 2001 · 1 yr 2 mos
Advest, INC.Broker
March 1999 - September 2000 · 1 yr 6 mos
Sands Brothers & CO., LTD.Broker
November 1995 - February 1999 · 3 yrs 3 mos
Northington Capital Markets, INC.Broker
September 1994 - December 1995 · 1 yr 3 mos
State Registrations10 states
CTFLMANCNHNYPATNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.