Alan Goodstein is a CFP-designated registered investment advisor at Goodstein Wealth Management LLC, based in Encino, CA, with 31 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, High Net Worth, Investment Management, and 3 more. Their firm serves 101 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.85% |
| $3.0M - $10.0M | 0.75% |
| $10M+ | 0.75% |
The annual Fee may be negotiable. Accounts within the same household may be combined for a reduced fee.
Fee Estimator
Contact
Alan Goodstein
Location
15760 Ventura Blvd., Suite 1520, Encino, CA, 91436
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Alan is a partner at Shabaral Inc. and receives rental income from properties, dedicating minimal time to this activity. He also serves as a Director at Large for New Horizons Inc., a non-profit corporation, spending a few hours per week attending meetings and sitting on committees.
Employment History
Current Registrations
Goodstein Wealth Management LLC
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Afa Advisor Services LLC
Afa Financial Group, LLCBroker
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Wm Financial Services, INC.Broker
Griffin Financial ServicesBroker
Dean Witter Reynolds INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
Additional Information
Board of trustees member Temple Judea of Tarzana,CA 2016-2022President, Brotherhood of Temple Judea 2016-2020Member Burbank CivitansBoard of Directors 1995-2020 , New Horizons center for the developmentally disabled