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Lawrence Fuller

27 Years of Experience
1 Disclosure

Lawrence Fuller is a registered investment advisor at Fuller Asset Management, LLC, based in Scottsdale, AZ, with 27 years of industry experience. Lawrence operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 28 clients with $28M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
28 clients
Average Client Portfolio
$985K average
Assets Under Management
$27.6M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.00%
$500K - $1.0M0.90%
$1.0M - $5.0M0.75%
$5M+0.50%

Fees may be negotiable at Fuller Asset Management's discretion.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

7135 East Camelback Road, Suite 230, Scottsdale, AZ, 85251

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2000
Settled
Other Business Activities

Lawrence is a contributing author for Seeking Alpha since 2013, dedicating up to about 10-20% of his time depending on the number of articles written. He is also a strategic partner with Dub, creating and managing an investment portfolio on their platform, spending minimal time on this activity.

Employment History
Current Registrations
Fuller Asset Management, LLC
April 2005 - Present · 21 yrs
Previous Registrations
Multi-Financial Securities Corporation
April 2003 - May 2005 · 2 yrs 1 mo
Ing Financial Advisers, LLC
November 2002 - April 2003 · 5 mos
Morgan Stanley
October 1998 - October 2002 · 4 yrs
State Registrations2 states
AZNC
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Lawrence Fuller - Financial Advisor | TrueAdvisor