Lawrence Dooley
Lawrence Dooley is a CFA-designated registered investment advisor at Capital Wealth Management, LLC, based in West Warwick, RI, with 12 years of industry experience. Lawrence operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 628 clients with $1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.85% |
| $5M+ | 0.50% |
Fee Estimator
Location
1300 Division Road, Suite 203, West Warwick, RI, 02893
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Lawrence is a sole proprietor/owner of rental property since 2006, dedicating a few hours per week. He also serves as a mentor for the CFA Society Boston Mentorship Program, spending a few hours per week.
Employment History
Current Registrations
Capital Wealth Management, LLC
Previous Registrations
Woodstock Corporation
Nixon Peabody Financial Advisors LLC
State Registrations2 states
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