Manuel Hinds is a registered investment advisor, based in Guaynabo, PR, with 32 years of industry experience.
Location
GAM Tower, 2 Tabonuco Street, Suite 200, Guaynabo, PR, 00968
Get directionsHistory
Regulatory History (23)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2022Settled
Customer Dispute
July 2019Settled
Customer Dispute
July 2019Settled
Customer Dispute
March 2019Settled
Customer Dispute
March 2019Settled
Customer Dispute
March 2019Settled
Customer Dispute
October 2018Settled
Customer Dispute
August 2018Settled
Customer Dispute
August 2018Settled
Customer Dispute
July 2018Settled
Customer Dispute
July 2018Settled
Customer Dispute
May 2018Settled
Customer Dispute
April 2018Settled
Customer Dispute
April 2018Settled
Customer Dispute
January 2018Settled
Customer Dispute
November 2017Withdrawn
Customer Dispute
August 2017Settled
Customer Dispute
June 2016Closed-No Action
Customer Dispute
August 2015Settled
Customer Dispute
March 2015Settled
Customer Dispute
September 2014Settled
Customer Dispute
October 2010Award / Judgment
Customer Dispute
September 2006Closed-No Action
Other Business Activities
Manuel owns Careye Investments, a real estate rental business, since 2006. This activity is not investment-related.
Employment History
Current Registrations
First Southern, LLCBroker
November 2017 - Present · 8 yrs 5 mos
Fsam LLC
October 2017 - Present · 8 yrs 6 mos
Previous Registrations
First Southern Securities, LLC.Broker
November 2017 - February 2018 · 3 mos
Santander Securities
March 2010 - September 2017 · 7 yrs 6 mos
Santander Securities LLCBroker
July 2006 - September 2017 · 11 yrs 2 mos
Popular Securities, INC.Broker
May 1997 - July 2006 · 9 yrs 2 mos
Marketing One Securities, INC.Broker
April 1997 - May 1997 · 1 mo
Chubb Securities CorporationBroker
November 1994 - April 1997 · 2 yrs 5 mos
Allmerica Investments, INC.Broker
November 1993 - November 1994 · 1 yr
State Registrations9 states
FLGAMDNCPAPRTXVAVirgin Islands
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.