BS
BS

Bradley Schwartz

18 Years of Experience
New York, NY
Broker

Bradley Schwartz is a registered investment advisor at Clsa Americas, LLC, based in New York, NY, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 123 clients.

Compensation
Commission-Based
Firm Size
13 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1155 Avenue of the Americas, 17th Floor, New York, NY, 10036

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Bradley is a director at Maddyloo Hong Kong Limited, a fashion accessory business, and secretary at Journe Society, a watch club, dedicating minimal time to each. He is also CEO of CSI-USA and President of CLSA Americas Holdings.

Employment History
Current Registrations
Clsa Americas, LLC
November 2022 - Present · 3 yrs 5 mos
Citic Securities International USA, LLCBroker
October 2022 - Present · 3 yrs 6 mos
Clsa Americas, LLCBroker
August 2022 - Present · 3 yrs 8 mos
Previous Registrations
Hsbc Securities (USA) INC.Broker
September 2017 - January 2020 · 2 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2007 - November 2008 · 1 yr
Pyxis Securities, LLCBroker
February 2007 - July 2007 · 5 mos
Merrill Lynch Pierce Fenner & Smith INC.
August 2004 - March 2005 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1993 - March 2005 · 11 yrs 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.