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Christopher Tyler Simon

32 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
107 advisors
Number of Clients
7,859 clients
Average Client Portfolio
$311K average
Assets Under Management
$2.4B

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K2.50%
$500K - $1.0M2.25%
$1M+2.00%

Fees are negotiated on an IAR-by-IAR, client-by-client, or account-by-account basis.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

2687 44th Street Se, Kentwood, MI, 49512

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Christopher is the owner of Simon Financial Services, a DBA for insurance and financial services, since 1994. He dedicates about a quarter of his time to preparing quotes, plans, and proposals for life insurance.

Employment History
Current Registrations
Regulus Financial Group, LLCBroker
December 2024 - Present · 1 yr 2 mos
Regal Investment Advisors LLC
December 2024 - Present · 1 yr 2 mos
Previous Registrations
Osaic Wealth, INC.
January 2024 - December 2024 · 11 mos
Osaic Wealth, INC.Broker
January 2024 - December 2024 · 11 mos
Woodbury Financial Services, INC.Broker
March 2019 - January 2024 · 4 yrs 10 mos
Woodbury Financial Services, INC.
March 2019 - January 2024 · 4 yrs 10 mos
Questar Asset Management, INC.
February 2013 - March 2019 · 6 yrs 1 mo
Questar Capital CorporationBroker
February 2013 - March 2019 · 6 yrs 1 mo
Walnut Street Securities, INC.
July 2007 - February 2013 · 5 yrs 7 mos
Walnut Street Securities, INC.Broker
March 2000 - February 2013 · 12 yrs 11 mos
Signator Investors, INC.Broker
September 1993 - March 2000 · 6 yrs 6 mos
John Hancock Mutual Life Insurance CompanyBroker
September 1993 - May 1997 · 3 yrs 8 mos
State Registrations6 states
FLMDNJNYPAWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.