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James Walter Oberweis

29 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
7 advisors
Number of Clients
108 clients
Average Client Portfolio
$36.5M average
Assets Under Management
$3.9B

Fee Structure

Minimum Investment:$25M
Financial Planning:Investment management only
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Location

3333 Warrenville Road, Suite 500, Lisle, IL, 60532

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

James is the President of the Oberweis Funds, a registered investment company, and writes articles for Forbes. He is also a General Partner in Talka Holdings LLC, a passive real estate investment, and holds director and board member positions in various Oberweis entities and The Oberweis Dairy.

Employment History
Current Registrations
Oberweis Asset Management INC
October 1997 - Present · 28 yrs 4 mos
Oberweis Securities, INC.Broker
December 1996 - Present · 29 yrs 2 mos
Previous Registrations
The Chicago CorporationBroker
March 1996 - December 1996 · 9 mos
State Registrations49 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.
James Walter Oberweis - Financial Advisor | TrueAdvisor