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Lawrence Welch

93 Financial Group, LLC
27 Years of Experience
Woburn, MA
5 Disclosures
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Lawrence Welch is a registered investment advisor at 93 Financial Group, LLC, based in Woburn, MA, with 27 years of industry experience. Lawrence operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 1 more. Their firm serves 1,172 clients with $780M in assets under management.

93 Financial Group, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
5 advisors
Number of Clients
1,172 clients
Average Client Portfolio
$666K average
Assets Under Management
$780.3M

Fee Structure

Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

93 Financial may negotiate a lower management fee based on certain criteria.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

600 Unicorn Park Drive, Woburn, MA, 01801

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
September 2007
Final
Customer Dispute
January 2003
Settled
Customer Dispute
April 2001
Pending
Customer Dispute
January 2001
Settled
Customer Dispute
August 2000
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
93 Financial Group, LLC
February 2008 - Present · 18 yrs 2 mos
Previous Registrations
1717 Capital Management Company
June 1998 - August 2003 · 5 yrs 2 mos
1717 Capital Management CompanyBroker
February 1995 - August 2003 · 8 yrs 6 mos
Metlife Securities INC.Broker
July 1994 - January 1995 · 6 mos
Metropolitan Life Insurance CompanyBroker
July 1994 - January 1995 · 6 mos
State Registrations2 states
MATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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