Marco Rodriguez is a CFA-designated registered investment advisor at Lee Financial Company, LLC, based in Dallas, TX, with 27 years of industry experience. Marco operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Estate Planning, High Net Worth, and 3 more. Their firm serves 431 clients with $1.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $10.0M | 1.00% |
| $10.0M - $20.0M | 0.75% |
| $20.0M - $30.0M | 0.50% |
| $30M+ | 0.35% |
Fees may be negotiable. Clients who have invested in an LFC Partnership/Private fund and for whom LFC manages other assets will receive a credit for their share of the Partnership/Private Fund’s management fees to avoid double billing.
Fee Estimator
Location
8350 N. Central Expressway, Suite 1800, Dallas, TX, 75206
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Marco is the president of Marco Associates, an investment-related business performing financial modeling, valuation & investment analysis, and other ad hoc financial accounting, dedicating about 10-15 hours per week. Marco also owns rental property.
Employment History
Current Registrations
Lee Financial Company, LLC
Previous Registrations
Stonegate Capital Markets, INC.Broker
Roth Capital Partners, LLCBroker
Washington Square Securities, INC.Broker
Fortis Investors, INC.Broker
State Registrations1 state
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