Anthony C Carpita

CFP

Integrity Alliance, LLC

32 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementRetirement Planning

Integrity Alliance, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

425 advisors

Number of Clients

14,148 clients

Average Client Portfolio

$170K average

Assets Under Management

$2.4B

Fee Structure

Minimum Investment:None

Location

1523 Grant St, Ste 402, Bettendorf, IA, 52722

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Integrity Alliance, LLC.Broker

November 2025 - Present · 3 mos

United Capital Financial Advisors

March 2019 - Present · 6 yrs 11 mos

Previous Registrations

Lion Street Financial, LLCBroker

February 2024 - November 2025 · 1 yr 9 mos

Goldman Sachs & CO. LLCBroker

July 2023 - November 2023 · 4 mos

Goldman Sachs & CO. LLC

March 2023 - April 2023 · 1 mo

Irongate International, L.L.C.

April 2012 - March 2019 · 6 yrs 11 mos

Rsm Mcgladrey LLC

July 2001 - April 2012 · 10 yrs 9 mos

Birchtree Financial Services LLCBroker

June 2001 - April 2012 · 10 yrs 10 mos

A. G. Edwards & Sons, INC.Broker

March 1995 - June 2001 · 6 yrs 3 mos

Rodman & Renshaw INC.Broker

August 1993 - March 1995 · 1 yr 7 mos

Chatfield Dean & CO., INC.Broker

June 1993 - August 1993 · 2 mos

State Registrations2 states

IAIL

AdvisorBrokerBoth

Exams

No exam information available for this advisor.