PC
PC

Patrick Vincent Carroll

30 Years of Experience
Broker
Areas of Practice
Investment ManagementHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
8 advisors
Number of Clients
1,577 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$2.9B

Fee Structure

Minimum Investment:$250K
Financial Planning:Investment management only
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Location

1010 Franklin Avenue, Garden City, NY, 11530

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Patrick works as a Regional Director for Hilton Capital Management, LLC, representing and soliciting their financial products to registered representatives. This asset management role takes nearly full-time hours.

Employment History
Current Registrations
Foreside Fund Services, LLCBroker
April 2022 - Present · 3 yrs 10 mos
Hilton Capital Management, LLC
April 2022 - Present · 3 yrs 10 mos
Previous Registrations
John Hancock Investment Management LLC
November 2018 - April 2022 · 3 yrs 5 mos
Manulife Asset Management (US) LLC
July 2018 - November 2018 · 4 mos
John Hancock Investment Management Distributors LLCBroker
July 2018 - April 2022 · 3 yrs 9 mos
J.P. Morgan Securities LLC
February 2018 - July 2018 · 5 mos
J.P. Morgan Securities LLCBroker
February 2018 - July 2018 · 5 mos
Blackrock Financial Management, INC
January 2014 - January 2018 · 4 yrs
Blackrock Investments, LLCBroker
May 2010 - January 2018 · 7 yrs 8 mos
Legg Mason Investor Services, LLCBroker
December 2005 - May 2009 · 3 yrs 5 mos
Citigroup Global Markets INC.Broker
January 2002 - December 2005 · 3 yrs 11 mos
Pioneer Funds Distributor, INC.Broker
May 2001 - December 2001 · 7 mos
Phoenix Equity Planning CorporationBroker
December 1999 - November 2000 · 11 mos
Pxp Securities CORP.Broker
September 1997 - December 1999 · 2 yrs 3 mos
Zweig Securities CORP.Broker
July 1997 - August 1997 · 1 mo
Auerbach, Pollak & Richardson INC.Broker
January 1994 - August 1997 · 3 yrs 7 mos
South Richmond Securities, INC.Broker
August 1993 - January 1994 · 5 mos
State Registrations2 states
NJNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.