David Wong is a registered investment advisor at Arrowhead Wealth Management CORP., based in Modesto, CA, with 31 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 81 clients with $27M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
The investment advisory fee may be negotiated at the sole discretion of the Advisor.
Fee Estimator
Location
909 15th Street, #4, Modesto, CA, 95354
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Arrowhead Wealth Management CORP.
Previous Registrations
Wedbush Securities INC.
Wedbush Securities INC.Broker
First Wall Street CORP.Broker
Transglobal Capital CorporationBroker
Waldron & CO., INC.Broker
Interfirst Capital CorporationBroker
Fortis Investors, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.