Thomas Hines is a CFA-designated registered investment advisor at Thompson Capital Management, LLC, based in Crystal Lake, IL, with 17 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 86 clients with $200M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Thompson Capital Management's investment management fees vary depending on the investment strategy used, ranging from 0.125% to 2.00% of your portfolio annually. For clients who implement recommendations from a financial plan, the average management fee is 0.83%. Fees are typically paid quarterly in arrears. If you are referred to TCM by a promoter, TCM pays the promoter a portion of the management fee.
Location
Crystal Lake, IL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Thompson Capital Management, LLC
Previous Registrations
Thompson Capital Management, LLC
Lowery Asset Consulting, LLC
Access Fund Management, LLC
Good Harbor Financial
Merrill Lynch, Pierce, Fenner & Smith Incorporated
State Registrations2 states
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