Bruce Roberts
Bruce Roberts is a CFP-designated registered investment advisor at B.A. Roberts Financial Services, INC., based in Marquette, MI, with 32 years of industry experience. Bruce operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 2 more. Their firm serves 1,344 clients with $370M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.15% |
| $500K - $1000K | 0.95% |
| $1.0M - $3.0M | 0.75% |
| $3.0M - $4.0M | 0.65% |
| $4.0M - $10.0M | 0.20% |
| $10M+ | 0.10% |
Fees may be negotiable. Certain clients may be subject to a legacy fee schedule that may differ from the one above.
Fee Estimator
Location
989 West Washington Street, Suite 101, Marquette, MI, 49855
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Bruce is the owner/agent of Roberts Financial Services, selling long-term care, disability, life insurance, and annuities, dedicating a few hours per week. He is also the marketing director for Marquette Golf Club and a member of Circle of Trust Properties, LLC, which owns his office building, and a board member for North Start Academy Charter School, dedicating minimal time to each.
Employment History
Current Registrations
B.A. Roberts Financial Services, INC.
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
American General Securities IncorporatedBroker
Franklin Financial Services CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.