Arthur Joseph Kole

Stonex Advisors INC.

31 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Retirement PlanningFinancial Planning & CoachingInvestment ManagementEstate Planning

Stonex Advisors INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

250 advisors

Number of Clients

9,894 clients

Average Client Portfolio

$456K average

Assets Under Management

$4.5B

Fee Structure

Minimum Annual Fee:$200

Location

2 Perimeter Park South, Suite 500 West, Birmingham, AL, 35243

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History

Regulatory History (1)

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Employment Separation After Allegations

September 2012

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Other Business Activities

Arthur is a financial advisor doing business as Willowby Advisors since August 2024. This activity is investment-related.

Employment History

Current Registrations

Stonex Advisors INC.

January 2015 - Present · 11 yrs 1 mo

Stonex Securities INC.Broker

September 2014 - Present · 11 yrs 5 mos

Previous Registrations

Sterne Agee Investment Advisor Services, INC.

January 2013 - January 2015 · 2 yrs

Wrp Investments, INC.Broker

January 2013 - September 2014 · 1 yr 8 mos

Oppenheimer & CO. INC.

March 2006 - October 2012 · 6 yrs 7 mos

Oppenheimer & CO. INC.Broker

September 2004 - October 2012 · 8 yrs 1 mo

UBS Financial Services INC.Broker

April 2002 - October 2004 · 2 yrs 6 mos

H&r Block Financial Advisors, INC.Broker

December 1993 - May 2002 · 8 yrs 5 mos

Investors Associates, INC.Broker

October 1993 - December 1993 · 2 mos

State Registrations5 states

FLMAMNNJNY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.