David Wayne Tomfohrde

St. Bernard Financial Services, INC.

32 Years of Experience

3 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment Management

St. Bernard Financial Services, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

43 advisors

Number of Clients

841 clients

Average Client Portfolio

$155K average

Assets Under Management

$130.5M

Fee Structure

Minimum Investment:None

Financial Planning:Investment management only

Location

Maplewood, MN

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History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Judgment / Lien

February 2020

Judgment / Lien

April 2018

Employment Separation After Allegations

March 2013

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Other Business ActivitiesSells Insurance

David is an independent insurance agent for various independent insurance companies. He also serves as a board member for St. Lawrence Catholic Church Men's Club, dedicating minimal time, and evaluates businesses for Second to None.