Barry Waxler is a registered investment advisor, based in San Diego, CA, with 32 years of industry experience.
Location
San Diego, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Barry is a general agent for Universal Financial Consultants Corp., selling life, health, and disability income insurance, taking about half his time. He also participates in various referral agreements and business development activities, including authoring a book and serving on an advisory board, which take up a few hours per week.
Employment History
Current Registrations
Kingswood Capital Partners, LLC
Kingswood Capital Partners, LLCBroker
Kingswood Wealth Advisors, LLC
Previous Registrations
Benchmark Investments, LLCBroker
Benchmark Advisory Services, LLC
LPL Financial LLCBroker
Verus Capital Partners, LLC
Verus Capital Partners, LLC
Securities America, INC.Broker
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Independent Financial Group, LLC
National Planning CorporationBroker
Main Street Advisors, LLC
Main Street Securities, LLCBroker
Waveland Capital Partners LLCBroker
Waveland Investment Advisors, LLC
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Jefferson Pilot Securities CORP
Jefferson Pilot Securities CorporationBroker
State Registrations17 states
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