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Barry Waxler

32 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningTax PlanningCharitable GivingBusiness OwnersHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
111 advisors
Number of Clients
9,250 clients
Average Client Portfolio
$267K average
Assets Under Management
$2.5B

Fee Structure

Minimum Investment:$100K
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Location

San Diego, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Barry is a general agent for Universal Financial Consultants Corp., selling life, health, and disability income insurance, taking about half his time. He also participates in various referral agreements and business development activities, including authoring a book and serving on an advisory board, which take up a few hours per week.

Employment History
Current Registrations
Kingswood Capital Partners, LLCBroker
May 2023 - Present · 2 yrs 9 mos
Kingswood Capital Partners, LLC
May 2023 - Present · 2 yrs 9 mos
Kingswood Wealth Advisors, LLC
January 2022 - Present · 4 yrs 1 mo
Previous Registrations
Benchmark Investments, LLCBroker
October 2021 - May 2023 · 1 yr 7 mos
Benchmark Advisory Services, LLC
October 2021 - January 2022 · 3 mos
LPL Financial LLCBroker
October 2020 - October 2021 · 1 yr
Verus Capital Partners, LLC
January 2015 - December 2021 · 6 yrs 11 mos
Verus Capital Partners, LLC
May 2014 - December 2014 · 7 mos
Securities America, INC.Broker
April 2014 - October 2020 · 6 yrs 6 mos
Independent Financial Group, LLC
October 2013 - April 2014 · 6 mos
Independent Financial Group, LLCBroker
August 2010 - April 2014 · 3 yrs 8 mos
Independent Financial Group, LLC
August 2010 - September 2012 · 2 yrs 1 mo
National Planning CorporationBroker
November 2009 - July 2010 · 8 mos
Main Street Advisors, LLC
June 2008 - May 2014 · 5 yrs 11 mos
Main Street Securities, LLCBroker
October 2005 - November 2009 · 4 yrs 1 mo
Waveland Capital Partners LLCBroker
May 2004 - October 2005 · 1 yr 5 mos
Waveland Investment Advisors, LLC
May 2004 - October 2005 · 1 yr 5 mos
National Planning Corporation ("npc of America" in Fl & Ny)
April 2004 - May 2004 · 1 mo
National Planning CorporationBroker
September 2003 - May 2004 · 8 mos
Jefferson Pilot Securities CORP
September 2000 - September 2003 · 3 yrs
Jefferson Pilot Securities CorporationBroker
June 1993 - September 2003 · 10 yrs 3 mos
State Registrations16 states
ALAZCACTFLIDILINKSLANCNVNYTNTXWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.