John Pisapia is a registered investment advisor, based in Staten Island, NY, with 32 years of industry experience.
Location
242 Main Street, Staten Island, NY, 10307
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 2002Final
Regulatory
September 2001Final
Customer Dispute
October 2000Settled
Other Business Activities
John has passive property ownership through CFS Holdings, which is not investment related.
Employment History
Current Registrations
U.S. Securities, Intl. CORP.Broker
January 2026 - Present · 3 mos
Chelsea Advisory Services, INC
May 2016 - Present · 9 yrs 11 mos
Chelsea Financial ServicesBroker
January 2000 - Present · 26 yrs 3 mos
Previous Registrations
Royal Hutton Securities CORP.Broker
October 1996 - April 2001 · 4 yrs 6 mos
Toluca Pacific Securities CORP.Broker
September 1996 - October 1996 · 1 mo
Sovereign Equity Management CORP.Broker
June 1995 - July 1996 · 1 yr 1 mo
Joseph Roberts & CO., INC.Broker
March 1995 - June 1995 · 3 mos
Commonwealth AssociatesBroker
January 1994 - March 1995 · 1 yr 2 mos
Lehman Brothers INC.Broker
July 1993 - January 1994 · 6 mos
The Wellington Group, INC.Broker
May 1993 - June 1993 · 1 mo
State Registrations7 states
CAGANCNYOKTXWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.