AL
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Alexander Leon

31 Years of Experience
1 DisclosureBroker
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)
Firm Size
30 advisors
Number of Clients
1,571 clients
Average Client Portfolio
$735K average
Assets Under Management
$1.2B

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1000K1.50%
$1.0M - $5.0M1.00%
$5.0M - $10.0M0.75%
$10.0M - $20.0M0.50%
$20M+0.40%

Advisory fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

26 Court Street, Brooklyn, NY, 11242

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 1998
Denied
Other Business Activities

Alexander is a Group Director Investments - Senior Vice President at New York Community Bancorp (NYCB), the parent company for Flagstar Advisors, Inc. This investment-related activity commenced in June 2024 and requires weekly time, including during trading hours.

Employment History
Current Registrations
Flagstar Advisors, INC.
January 2025 - Present · 1 yr 1 mo
Flagstar AdvisorsBroker
June 2018 - Present · 7 yrs 8 mos
Previous Registrations
Flagstar Advisors, INC.
November 2018 - December 2024 · 6 yrs 1 mo
Signature SecuritiesBroker
May 2018 - June 2018 · 1 mo
Hsbc Securities (USA) INC.
June 2006 - July 2018 · 12 yrs 1 mo
Hsbc Securities (USA) INC.Broker
February 2005 - July 2018 · 13 yrs 5 mos
Chase Investment Services CORP.
September 2004 - January 2005 · 4 mos
Chase Investment Services CORP.Broker
February 2004 - January 2005 · 11 mos
Hsbc Brokerage (USA) INC.Broker
August 2002 - October 2003 · 1 yr 2 mos
Fahnestock & CO. INC.Broker
January 2002 - August 2002 · 7 mos
Prime Charter LTD.Broker
November 1998 - January 2002 · 3 yrs 2 mos
Josephthal & CO., INC.Broker
February 1998 - November 1998 · 9 mos
Nichols, Safina, Lerner & CO. INC.Broker
October 1996 - March 1998 · 1 yr 5 mos
Joseph Stevens & Company, L.P.Broker
September 1995 - October 1996 · 1 yr 1 mo
Meyers Pollock Robbins, INC.Broker
April 1995 - August 1995 · 4 mos
A.S. Goldmen & CO., INC.Broker
August 1994 - January 1995 · 5 mos
Gruntal & CO. IncorporatedBroker
September 1993 - February 1994 · 5 mos
State Registrations12 states
CTDCFLMAMDMINJNYPATNTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.