John Guagliardo is a registered investment advisor, based in Fairhope, AL, with 27 years of industry experience.
Location
314 Magnolia Avenue, Suite 200, Fairhope, AL, 36532
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Quasar Distributors, LLC
December 2025 - Present · 4 mos
Quasar Distributors, LLCBroker
December 2025 - Present · 4 mos
Aptus Capital Advisors, LLC
October 2025 - Present · 6 mos
Previous Registrations
Locorr Distributors, LLCBroker
April 2017 - June 2025 · 8 yrs 2 mos
First Financial Equity Corporation
February 2017 - April 2017 · 2 mos
First Financial Equity CorporationBroker
February 2017 - April 2017 · 2 mos
Neuberger Berman Bd LLC
October 2015 - February 2017 · 1 yr 4 mos
Neuberger Berman Bd LLCBroker
October 2015 - February 2017 · 1 yr 4 mos
Pioneer Institutional Asset Management, INC.
June 2007 - October 2015 · 8 yrs 4 mos
Pioneer Funds Distributor, INC.Broker
May 2007 - October 2015 · 8 yrs 5 mos
Clearbridge Advisors, LLC
December 2005 - April 2007 · 1 yr 4 mos
Legg Mason Investor Services, LLCBroker
December 2005 - April 2007 · 1 yr 4 mos
Citigroup Global Markets INC.
May 2002 - December 2005 · 3 yrs 7 mos
Citigroup Global Markets INC.Broker
April 2002 - December 2005 · 3 yrs 8 mos
Phoenix Equity Planning CorporationBroker
February 1998 - March 2002 · 4 yrs 1 mo
State Registrations2 states
ALIL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.