CR
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Christopher Rieger

32 Years of Experience
Broker

Christopher Rieger is a registered investment advisor at A.G.P / Alliance Global Partners, based in Newport Beach, CA, with 32 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 6,959 clients with $2.3B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
128 advisors
Number of Clients
6,959 clients
Average Client Portfolio
$331K average
Assets Under Management
$2.3B

Fee Structure

Minimum Investment:$10K

A.G.P. charges a percentage of your portfolio each year, up to 3%. The exact fee is negotiable and will be outlined in your investment management agreement. Fees are payable quarterly in advance. A.G.P. may group related accounts to calculate your fee. A.G.P. also offers a wrap account with fees up to 2% annually, which includes advisory, brokerage, and custodial services.

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Location

1201 Dove Street, Suite 200, Newport Beach, CA, 92660

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
A.G.P / Alliance Global Partners
July 2009 - Present · 16 yrs 9 mos
A.G.P. / Alliance Global PartnersBroker
January 2004 - Present · 22 yrs 3 mos
Previous Registrations
UBS Financial Services INC.Broker
June 2001 - July 2003 · 2 yrs 1 mo
UBS Financial Services INC.
July 1997 - July 2003 · 6 yrs
Salomon Smith Barney INC.Broker
November 1995 - July 2001 · 5 yrs 8 mos
Dean Witter Reynolds INC.Broker
June 1994 - November 1995 · 1 yr 5 mos
Columbus Financial, INC.Broker
October 1993 - May 1994 · 7 mos
Columbus Financial, INC.Broker
July 1993 - October 1993 · 3 mos
State Registrations51 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Rieger - Financial Advisor | TrueAdvisor