BH
BH

Bradford Hagerman

51 Years of Experience
4 DisclosuresBroker

Bradford Hagerman is a registered investment advisor at Thurston Springer Advisors, based in Sarasota, FL, with 51 years of industry experience. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 6,759 clients with $3.7B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
98 advisors
Number of Clients
6,759 clients
Average Client Portfolio
$544K average
Assets Under Management
$3.7B

Fee Structure

Minimum Investment:$25K

Thurston Springer uses third-party portfolio advisors, and clients pay a fee based on the third-party's fee schedule. Thurston Springer retains a portion of this fee. The overall advisory fee is negotiable. Clients will have some cash in their account to cover advisory fees. Clients may pay additional fees or expenses in a third-party advisory account, such as ticket charges, IRA fees, and wire fees.

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Location

333 S. Pineapple St., Sarasota, FL, 34236

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2010
Denied
Customer Dispute
July 2006
Settled
Customer Dispute
May 1991
Settled
Customer Dispute
November 1987
Award / Judgment
Other Business Activities

Bradford has 100% ownership of Cerulean Capital Management LLC since 2010. This takes about half of Bradford's time, with most of it during trading hours.

Employment History
Current Registrations
Thurston Springer Advisors
April 2021 - Present · 5 yrs
Thurston, Springer, Miller, Herd & Titak, INC.Broker
March 2021 - Present · 5 yrs 1 mo
Previous Registrations
Thurston Springer Financial
March 2021 - June 2021 · 3 mos
Wells Fargo Advisors Financial Network, LLC
January 2010 - April 2021 · 11 yrs 3 mos
Wells Fargo Advisors Financial Network, LLCBroker
January 2010 - April 2021 · 11 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2000 - January 2010 · 9 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2000 - January 2010 · 9 yrs 8 mos
Painewebber IncorporatedBroker
October 1996 - May 2000 · 3 yrs 7 mos
Prudential Securities IncorporatedBroker
February 1987 - November 1996 · 9 yrs 9 mos
E. F. Hutton & Company INCBroker
March 1975 - March 1987 · 12 yrs
Nies Financial CorporationBroker
August 1974 - April 1975 · 8 mos
State Registrations27 states
ALARAZCACOCTDCFLGAILINKYLAMDMIMONCNJNVNYOHORPATNTXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.