Thomas Edward Jandt

Westpark Capital, INC.

32 Years of Experience

3 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net Worth

Westpark Capital, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

12 advisors

Number of Clients

234 clients

Average Client Portfolio

$203K average

Assets Under Management

$47.6M

Fee Structure

Location

2030 Main Street, Suite 210, Irvine, CA, 92614

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History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Judgment / Lien

June 2019

Customer Dispute

May 2019

Settled

Customer Dispute

June 1999

Settled

View Full SEC Report How to Read Disclosures

Other Business Activities

Thomas is the CEO of i3 Financial, Inc., providing consulting services for companies raising capital, and also works as a real estate broker. He dedicates minimal time to real estate sales and a few hours per week to i3 Financial.

Employment History

Current Registrations

Westpark Capital, INC.Broker

July 2016 - Present · 9 yrs 7 mos

Westpark Capital, INC.

July 2016 - Present · 9 yrs 7 mos

Previous Registrations

Newport Coast Asset Management, INC.

January 2015 - April 2015 · 3 mos

Newport Coast Asset Management

June 2010 - July 2016 · 6 yrs 1 mo

Newport Coast Securities, INC.Broker

May 2008 - July 2016 · 8 yrs 2 mos

Ais Financial, INC.Broker

June 2006 - December 2008 · 2 yrs 6 mos

Integrity Brokerage Services, INC.Broker

May 2003 - June 2006 · 3 yrs 1 mo

Finance 500, INC.Broker

October 2002 - April 2003 · 6 mos

Tradeway Securities Group, INC.Broker

January 1995 - October 2002 · 7 yrs 9 mos

Thomas James Associates, INC.Broker

January 1994 - January 1995 · 1 yr

Chatfield Dean & CO., INC.Broker

April 1993 - January 1994 · 9 mos

State Registrations33 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.