JD
JD

Jason Howard Diamond

30 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
38 advisors
Number of Clients
221 clients
Average Client Portfolio
$845K average
Assets Under Management
$186.8M

Fee Structure

Minimum Investment:$50K
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Location

2150 Post Road, Suite 301, Fairfield, CT, 06824

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jason is a non-paid board member for Workplace Elemental Technologies (W.E.T), which provides environmentally conscious workplace safety and cost reduction solutions. He dedicates minimal time to this role.

Employment History
Current Registrations
Herbert J. Sims Capital Management, INC.
October 2014 - Present · 11 yrs 4 mos
Herbert J. Sims & CO, INC.Broker
June 2007 - Present · 18 yrs 8 mos
Previous Registrations
Advest, INC.
October 2003 - May 2006 · 2 yrs 7 mos
Advest, INC.Broker
October 2003 - August 2006 · 2 yrs 10 mos
Signator Investors, INC.Broker
March 1996 - July 2002 · 6 yrs 4 mos
Wall Street Investor ServicesBroker
July 1993 - February 1996 · 2 yrs 7 mos
State Registrations2 states
CTPR
AdvisorBrokerBoth
Exams
No exam information available for this advisor.